Axon PCI DSS Compliance User Guide

PCI - Anti-Malware Audit Activity

Data to show that audit log data for anti-malware solution is captured and retained.

Report

Yes

If data returned in search includes more systems than desired, search criteria can be narrowed to a single log source.

PCI - Authentication Failures

Data to verify that all attempted authentication requests to CDE are captured and retained.

Report

Yes

N/A

PCI - Axon Audit Logs

Data to verify that access to all audit logs is captured.

Report

Dashboard

No

N/A

PCI - Cardholder Data Environment Access

Data verify that all individual user access to cardholder data is logged.

Report

Yes

N/A

PCI - Cardholder Data Environment Activity

Data to verify that all activities taken place within system components and cardholder data is logged.

Report

Yes

N/A

PCI - Common Event Health

Data to help customers ensure that their audit data will be complete and accurate. Searches are largely based on common events and logs without assigned events could be missing from searches.

Report

Dashboard

Optional

This search can be updated to exclude log sources that are known to not generate a common event or are not in-scope for PCI.

PCI - Elevated Privileges

Data to verify that all elevations of privileges are captured and retained.

Report

Dashboard

Optional

This search could be updated to exclude logged systems that are not in-scope for PCI or system and service accounts by using a custom list.

PCI - Firewall Activity

Data can confirm that traffic and behavior matches expected activity and rule out anomalous activity.

Report

Dashboard

Yes

If data returned in search includes more systems than desired, search criteria can be narrowed to a specific log source.

PCI - Firewall Configuration Changes

This search is meant to surface changes to firewall configurations which can be used to evidence that changes to network security controls follow a documented procedure.

Report

Dashboard

Yes

If data returned in search includes more systems than desired, search filter can be narrowed to a specific log source.

PCI - Malware Activity

Data related to potential malware to evidence effectiveness of anti-malware solutions.

Report

Dashboard

Optional

N/A

PCI - Network Security Controls Access

Data can confirm that systems or files containing network security controls and configurations are protected from unauthorized access.

Report

Dashboard

Yes

If data returned in search includes more systems than desired, search filter can be narrowed to a specific log source.

PCI - New Accounts

Data to verify that all newly created accounts are captured and retained.

Report

Optional

N/A

PCI - Physical Security Activity

Data to verify that physical security logs are captured and retained.

Report

Dashboard

Yes

N/A

PCI - Privileged Account Activity

Data to verify that all privileged account activities are logged within system components, cardholder data, and systems in relation to PCI.

Report

Dashboard

Yes

List ‘PCI - Privileged Users’ should be reviewed frequently to ensure all privileged account activity is captured by these searches.

PCI - Privileged Account Modification

Data to verify all privileged account modifications are captured and retained.

Report

Yes

List ‘PCI - Privileged Users’ should be reviewed frequently to ensure all privileged account activity is captured by these searches.

PCI - Security Controls Monitoring

Data to verify that security monitoring (intrusion detection and prevention techniques) and alerts are in place.

Report

Dashboard

Optional

If a sub-set of LogRhythm Threat Detection analytics are being used, a custom list could be used to exclude the other analytics. For tuning guidance related to analytics rules, refer to the MITRE ATT&CK Module.

PCI - Shared Account Activity

Data to show shared account authentication activity to demonstrate to management/auditors that use of shared accounts is limited.

Report

Dashboard

Yes

List ‘PCI - Shared Accounts’ should be reviewed frequently to ensure all privileged account activity is captured by these searches.

PCI - System and Service Account Activity

Data to verify that system and service account activity is logged and aligns with principles of least privilege.

Report

Dashboard

Yes

List ‘PCI - System and Service Accounts’ should be reviewed frequently to ensure all privileged account activity is captured by these searches.

PCI - System-Level Object Activity

Data to demonstrate that all system-level object creation and deletion is captured.

Report

Dashboard

Optional

This search could be updated to focus on specific systems and/or file locations by using a custom list. If a FIM solution is in place to monitor this activity, it is highly recommended that this search be updated to either utilize that log source specifically or tuned for events it generates

PCI - Third-Party Activity

Data to show all third-party access and activity during a period of time.

Report

Dashboard

Yes

List ‘PCI - Third-Party Users’ should be reviewed frequently to ensure all privileged account activity is captured by these searches.

PCI - Cardholder Data Systems

This list should be populated with systems that contain Cardholder Data in your environment.

Any systems containing data, including databases.

PCI - Authentication Failures

PCI - Cardholder Data Environment Access

PCI - Cardholder Data Environment Activity

PCI - Common Event Health

PCI - Physical Security Systems

This list should be populated with physical security systems (badge/card readers & door access).

Any system used to authenticate access to physical locations.

PCI - Physical Security Activity

PCI - Common Event Health

PCI - Network Security Systems

This list should be populated with production network security systems.

Firewalls, intrusion detection/prevention, malware detection/prevention, network access control, remote access, virtual private network, and vulnerability scanning.

PCI - Firewall Configuration Changes

PCI - Firewall Activity

PCI - Anti-Malware Audit Activity

PCI - Network Security Control Access

PCI - Common Event Health

PCI - Privileged Users

This list should be populated with all privileged accounts and updated accordingly based on periodic reviews.

Any user with privileged access to production systems.

PCI - Privileged Account Activity

PCI - Privileged Account Modification

PCI - Third-Party Users

This list should be populated with contractors, vendors, other third-party members.

Any users that are considered contractors, vendors, or third-parties to your organization.

PCI - Third-Party Activity

PCI - Shared Accounts

This list should be populated with any user accounts that have been identified as shared accounts.

Any accounts that multiple people have access to should be listed.

PCI - Shared Account Activity

PCI - System & Service Accounts

This list should be populated with default, service, and automation accounts.

Any accounts that are default to a system, service, or automation accounts.

PCI - System and Service Account Activity

PCI - Anti-Malware Audit Activity

5.3.4, 10.2.2

This report will contain log data of anti-malware solution which can be reviewed by management or provided to auditors for evidence of captured and retained log data.

Management & Auditors

Quarterly

PCI - Cardholder Data Environment

Activity

10.2.1, 10.2.2

This report will capture data to verify that all activities taking place within system components and cardholder data is logged and can be reviewed by management or provided to auditors for evidence of CDE log activity.

Management & Auditors

Quarterly

PCI - Cardholder Data Environment Access

8.2.1, 10.2.1.1, 10.2.2

This report will contain data to verify that all individual user access to cardholder data is logged. Report can be used by management for periodic reviews or provided to auditors for evidence of all access to the CDE.

Management & Auditors

Quarterly

PCI - Elevated Privileges

10.2.1.5, 10.2.2

This report will contain data to verify that all elevations of privileges are captured and retained. This report can be used by analysts for reviewing and investigating anomalous usage of elevated privileges. Report can also be used by management for periodic reviews and auditors for proof of evidence and retention.

Management, Analysts, & Auditors

Quarterly

PCI - Authentication Failures

10.2.1.4, 10.2.2

This report will contain data to verify that all invalid authentication attempts are captured and retained. This report can be used by analysts for reviewing and investigating anomalous authentication activity. Report can also be used by management for periodic reviews and auditors for evidence of logging and retention.

Management, Analysts, & Auditors

Quarterly

PCI - Firewall Activity

1.2.5, 10.2.2

This report will contain data to confirm that traffic and behavior matches expected activity. This report can be used by analysts for monitoring activity that is not approved. Report can also be used by management for periodic reviews and auditors for proof of logging and that data aligns with system configurations.

Management, Analysts, & Auditors

Quarterly

PCI - Firewall Configuration Changes

1.2.2, 10.2.2

This report will contain changes to firewall configurations. This report can be used by analysts for reviewing and investigating unusual configuration change activity. Report can also be used by management for periodic reviews and auditors for evidence that changes follow documented procedures and/or population of changes for auditors to verify via testing.

Management, Analysts, & Auditors

Quarterly

PCI - Common Event Health

10.2.1.6, 10.2.2

This report will contain data to help customers ensure that their audit data will be complete and accurate. Searches are largely based on common events and logs without assigned events could be missing from searches. Report can be used by management for periodic reviews and auditors for helping support that report data is complete and accurate.

Management & Auditors

Monthly

PCI - Axon Audit Logs

10.2.1.3, 10.2.2, 10.3.1

This report will contain data to verify that access to all audit logs is captured. This report can be used by management for periodic reviews of activity in the Axon environment and auditors for proof of evidence and retention of logging audit data.

Management & Auditors

Quarterly

PCI - Malware Activity

5.2.2, 5.3.2, 10.2.2

This report will contain data related to potential malware to evidence effectiveness of anti-malware solutions. This report can be used by analysts for monitoring malware activity. Report can also be used by management for periodic reviews of malware activity and mitigation and auditors for evidence of logging.

Management, Analysts, & Auditors

Quarterly

PCI - Network Security Controls Access

1.2.8, 10.2.2

This report will contain data to confirm that network security files are protected from unauthorized access. This report can be used by analysts for reviewing and investigating anomalous access to network security control environments and file configurations. Report can also be used by management for periodic reviews and auditors for evidence of logging.

Management, Analysts, & Auditors

Quarterly

PCI - New Accounts

10.2.1.5, 10.2.2

This report will contain data to verify that all newly created accounts are captured and retained. This report can also be used by management for periodic reviews and auditors for proof of logging of new users.

Management & Auditors

Quarterly

PCI - Physical Security Activity

9.2.1.1, 9.4.1.2, 10.2.2

This report will contain data to verify that physical security logs are captured and retained. This report can be used by analysts for reviewing Physical Access to to sensitive areas within a Cardholder Data Environment. Report can also be used by management for periodic reviews and auditors for evidence of logging.

Management, Analysts, & Auditors

Monthly

PCI - Privileged Account Activity

10.2.1.2, 10.2.2

This report will contain data verify that all privileged account activities are logged within system components, cardholder data, and systems in relation to PCI. This report can be used by analysts for reviewing and investigating anomalous privileged activity. Report can also be used by management for periodic reviews and auditors for evidence of logging or to verify via testing.

Management, Analysts, & Auditors

Monthly

PCI - Privileged Account Modification

10.2.1.5, 10.2.2

This report will contain data to verify all privileged account modifications. This report can also be used by management for periodic reviews and auditors for proof of logging.

Management & Auditors

Quarterly

PCI - Security Controls Monitoring

10.2.2, 10.7.2, 11.5.1

This report will contain data to verify that security monitoring (intrusion detection and prevention techniques) and alerts are in place. This report can be used by analysts for reviewing and investigating anomalous usage of elevated privileges. Report can also be used by management for periodic reviews and auditors for evidence of logging or to verify via testing.

Management, Analysts, & Auditors

Quarterly

PCI - Shared Account Activity

8.2.2, 10.2.2

This report will contain data to show shared account activity to demonstrate to management/auditors that use of shared accounts is limited. This report can be used by analysts for reviewing and investigating anomalous usage of shared accounts privileges. Report can also be used by management for periodic reviews and auditors to demonstrate limited usage.

Management, Analysts, & Auditors

Quarterly

PCI - System and Service Account Activity

7.2.5, 10.2.2

This report will contain data to verify that system and service account activity is logged and aligns with principles of least privilege. This report can be used by analysts for reviewing activity that is anomalous for the related system and service accounts privileges. Report can also be used by management for periodic reviews and auditors for evidence of accounts being limited to their privileges.

Management, Analysts, & Auditors

Quarterly

PCI - System-Level Object Activity

10.2.1.7, 10.2.2, 11.5.2

This report will contain data to demonstrate that all system-level object creation and deletion is captured. This report can be used by analysts for reviewing for creation, deletion, and modification. Unexpected changes to these files can compromise system security. Report can also be used by management for periodic reviews and auditors for evidence that no files were changed.

Management, Analysts, & Auditors

Quarterly

PCI - Third-Party Activity

8.2.7, 10.2.2

This report will contain data to show all third-party access and activity during a period of time. This report can be used by analysts for reviewing and investigating anomalous third-party activity. Report can also be used by management for periodic reviews and auditors for evidence of captured third-party activity.

Management, Analysts, & Auditors

Quarterly

PCI - Elevated Privileges

10.2.1.5

Audit Logs for elevations of privileges are required to be captured and maintained. This widget should be monitored for anomalous usage of elevated privileges.

Bar Chart

Widget metrics are set to view origin account name and the target host. Adjust chart primary and sub metric dependent upon log source parsing and desired field information.

PCI - Firewall Activity

1.2.5

Firewall services, protocols, and ports should have a defined and approved business need. Monitor this widget for activity that is not approved.

Tree Map

Widget metrics are set to view Network Protocol Name and the target host IP Port. Adjust chart primary and sub metric dependent upon log source parsing and desired field information.

PCI - Firewall Configuration Changes

1.2.2

Firewall configurations should be approved and managed with change control process. Monitor this dashboard for unusual configuration change activity.

Trend Chart

Widget metric shows the trend in a linear curved graph to indicate trends of configuration changes to firewall. If additional detail of activity is needed, change widget style to bar chart and add metrics.

PCI - Malware Activity

5.3.2

Anti-malware solutions should periodically scan, detect, block, and remove known malware. Monitor this widget for malware activity.

Donut Chart

Widget metrics are set to view Threat Severity and Policy Name to indicate priority of threat and policy affected. Adjust chart primary and sub metric dependent upon log source parsing and desired field information.

PCI - Network Security Controls Access

1.2.8

Monitor this widget for users that should not have access to network control systems or network configuration files and investigate unfamiliar users.

Bar Chart

Widget metrics are set to view origin account name and the target host. Adjust chart primary and sub metric dependent upon log source parsing and desired field information.

PCI - Physical Security Activity

9.2.1.1

Physical Access to sensitive areas within a Cardholder Data Environment are to be monitored.

Bar Chart

Widget metric is set to view origin account name. If Physical Security log source contains entry and exit data adjust sub metric to include this field information.

PCI - Privileged Account Activity

10.2.1.2

Privileged account activity is required to be captured and retained. Monitor this widget for anomalous behavior.

Donut Chart

Widget metrics are set to view origin account name and common event. Adjust chart primary and sub metric dependent upon log source parsing and desired field information.

PCI - Security Controls Monitoring

11.5.1

Monitor this widget for activity that could indicate compromise. Visit LogRhythm Threat Detection Rules for more information on Threat Detection Analytics by LogRhythm.

Bar Chart

Widget metrics are set to view origin account name and the target host. Adjust chart primary and sub metric dependent upon log source parsing and desired field information.

PCI - Shared Account Activity

8.2.2

Shared Accounts should only be used when necessary on an exception basis. This widget should be monitored for anomalous levels of shared account activity.

Trend Chart

Widget metric shows the trend in a linear curved graph to indicate trends of shared account activity. If additional detail of activity is needed, change widget style to bar chart and add metrics.

PCI - System and Service Account Activity

7.2.5

System and Service Accounts should be limited to least privilege. This widget should be monitored for activity that is anomalous for the related system and service accounts privileges.

Bar Chart

Widget metrics are set to view origin account name and the common event. Adjust chart primary and sub metric dependent upon log source parsing and desired field information.

PCI - System-Level Object Activity

10.2.1.7

Critical Files and System-Level Objects should be monitored for creation, deletion, and modification. Unexpected changes to these files can compromise system security.

Bar Chart

Widget metrics are set to view Target Host Name and the common event. Adjust chart primary and sub metric dependent upon log source parsing and desired field information.

PCI - Third-Party Activity

8.2.7

Third-Party Activity in PCI environments should be monitored for unexpected activity.

Bar Chart

Widget metrics are set to view origin account name and the common event. Adjust chart primary and sub metric dependent upon log source parsing and desired field information.

PCI - Axon Audit Logs

10.3.1

Audit Logs should capture all access to audit data and read access to that data should be limited to those with job-related need. Monitor these widgets for unexpected users and activity taken.

Bar Chart

Donut Chart

The donut chart widget is set to view origin account name and the action command statement to showcase users taking actions and actions being taken.

The bar chart widget is set to view action type and the action command statement to showcase what types of Axon Objects are having actions taken on them.

Adjust chart primary and sub metric for desired field information within Audit Logs.

PCI - Common Event Health

10.2.1.6

The basis for all compliance searches utilizes the common event schema. Logs without event assignment could become excluded from widgets and/or reports. Monitor these widgets for logs and log sources without event assignment and correct as needed.

Trend Chart

Bar Chart

The trend chart widget shows the trend in a linear curved graph to indicate trends of logs without common event assignment.

The bar chart widget is set to view log source type and the log source to showcase what types of log sources do not have event assignment and what specific log sources of that type do not have common even assignment.

Adjust chart primary and sub metric for desired field information.