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NERC – Investigations

Investigation Name

Description

Directly Meets RequirementsAugment RequirementsData SourceIntelligent IndexingClassificationsLog Sources

ID

NERC-CIP: Access Failure Detail

This investigation provides detail around access failure activity within the environment.

007-5 R4, 007-5 R5

07-5 R4, 004-5 R4, 005-5 R1

Log Manager

Yes

Audit : Access Failure

NERC-CIP: BES Cyber Systems

NERC-CIP: Electronic Security Perimeter

330

NERC-CIP: Account Management Activity

This investigation provides detail of account management activity (account created, account deleted, and account modified) by account within the organization's BES Cyber Systems.

007-5 R4, 007-5 R5, 004-5 R5

07-5 R4, 004-5 R4, 004-5 R5, 005-5 R1

Log Manager

Yes

Audit : Account Audit: Account Created

Audit: Account Deleted

Audit: Account Modified

NERC-CIP: All Log Sources

324

NERC-CIP: Attack Detected Detail

This investigation provides detail on any attack detected against the environment.

005-5 R1, 007-5 R4

007-5 R3, 008-5 R1, 0085 R2, 008-5 R3, 007-5 R4

Event Manager

Yes

Security : Attack

NERC-CIP: All Log Sources

357

NERC-CIP: Authentication Failure Detail

This investigation provides detail around any authentication failure activity within the environment.

007-5 R4, 007-5 R5

007-5 R4, 004-5 R4, 005-5 R1

Event Manager

Yes

Audit : Authentication Failure

NERC-CIP: All Log Sources

329

NERC-CIP: Backup Critical/Error Status Detail

This investigation provides detail on any backup system status of “critical” or “error” within the environment.

N/A

011-1 R1, 009-5 R1

Log Manager

Yes

Operation : Critical

NERC-CIP: All Log Sources

361

NERC-CIP: Compromise Detected Detail

This investigation provides detail on any compromise detected within the environment.

005-5 R1, 007-5 R4

007-5 R3, 008-5 R1, 008-5 R2, 008-5 R3, 007-5 R4

Event Manager

Yes

Security : Compromise

NERC-CIP: All Log Sources

358

NERC-CIP: Concur VPN Auths Same User Detail

This investigation provides detail on any concurrent VPN authentication activity that could be indicative of a compromised account

005-5 R1, 007-5 R4

007-5 R3, 008-5 R1, 008-5 R2, 008-5 R3, 007-5 R4, 005-5 R1, 005-5 R2

Event Manager

Yes

Security : Suspicious

NERC-CIP: Electronic Security Perimeter

359

NERC-CIP: Config/Policy Change Detail

This investigation provides detail on any configuration or policy change within the environment.

N/A

010-1 R1, 010-1 R2, 010-1 R3

Log Manager

No

Audit : Configuration

NERC-CIP: All Log Sources

362

NERC-CIP: Data Loss Defender Detail

This investigation provides detail on any LogRhythm Data Loss Defender activity within the environment.

005-5 R1, 007-5 R4

007-5 R3, 008-5 R1, 008-5 R2, 008-5 R3, 007-5 R4, 011-1 R1, 009-5 R1

Log Manager

Yes

Security : Compromise

NERC-CIP: All Log Sources

365

NERC-CIP: Default Act Auth/Accs Failure Detail

This investigation provides detail around access or authentication failures for those defined default accounts within the environment.

007-5 R4, 007-5 R5, 007 R5

007-5 R4, 004-5 R4

Event Manager

Yes

Audit : Authentication Failure

NERC-CIP: All Log Sources

343

NERC-CIP: Default Act Auth/Accs Success Detail

This investigation provides detail around access or authentication success for those defined default accounts within the environment.

007-5 R4, 007-5 R5

007-5 R4, 004-5 R4

Log Mart

No

Audit : Authentication Success

NERC-CIP: All Log Sources

344

NERC-CIP: Default Act Management Detail

This investigation provides detail around account modification activities for those defined default accounts within the environment.

007-5 R4, 007-5 R5

007-5 R4, 004-5 R4

Event Manager

Yes

Audit: Account Created

Audit: Account Deleted

Audit: Account Modified

NERC-CIP: All Log Sources

345

NERC-CIP: ESP

Ingress/Egress Net Detail

This investigation provides detail on protocol communication (network allow/deny) which is ingress or egress from the electronic security perimeter.

005-5 R1, 007-5 R4

007-5 R3, 008-5 R1, 008-5 R2, 008-5 R3, 007-5 R4, 005-5 R1, 005-5 R2

Event Manager

No

Operations : Network Allow Operations : Network Deny

NERC-CIP: Electronic Security Perimeter

350

NERC-CIP: Host

Authentication Success Detail

This investigation provides detail for account authentication success activity within the environment.

007-5 R4, 007-5 R5

007-5 R4, 004-5 R4, 005-5 R1

Log Manager

No

Audit : Authentication Success

NERC-CIP: BES Cyber Systems

NERC-CIP: Electronic Security Perimeter

327

NERC-CIP: Int Acct Created, Used, Deleted

This investigation provides detail relating to the AIE rule configured to identify when an account is created, used and then deleted within the environment.

005-5 R1, 007-5 R4, 007-5 R5

007-5 R3, 008-5 R1, 008-5 R3, 008-5 R3, 007-5 R4, 04-5 R4

Event Manager

Yes

Security : Suspicious

NERC-CIP: All Log Sources

325

NERC-CIP: Malware Detected Detail

This investigation provides detail on any malware detected within the environment.

005-5 R1, 007-5 R4

007-5 R3, 008-5 R1, 0085 R2, 008-5 R3, 007-5 R4

Event Manager

Yes

Security : Malware

NERC-CIP: All Log Sources

356

NERC-CIP: Non-encrypted protocol

This investigation provides detail when any unencrypted network traffic is detected.

N/A

05-5 R1, 005-5 R2, 011-1 R1

Log Manager

No

Audit

NERC-CIP: All Log Sources

348

NERC-CIP: Password Modified Detail

This investigation provides detail when any account password is modified within the environment.

N/A

004-5 R5, 007 R5

Event Manager

No

Audit : Account Modified

NERC-CIP: All Log Sources

347

NERC-CIP: Patches or Signatures Updated Detail

This investigation provides detail on any patch or signature update that occurs within the environment.

007-5 R4

007-5 R3, 007-5 R4, 007-5 R2, 010-1 R1, 010-1 R2, 010-1 R3

Log Manager

No

Operations

NERC-CIP: All Log Sources

360

NERC-CIP: Physical Access Detail

This investigation provides detail around any access success or suspicious door activity associated with the physical security perimeter.

007-5 R4, 007-5 R5, 004-5 R5, 006-5 R1

007-5 R4, 004-5 R4, 004-5 R5, 006-5 R2

Event Manager

No

Audit : Authentication Success

Audit: Access Success

Audit Authentication Failure

Audit: Access Failure

NERC-CIP: Physical Security Perimeter

346

NERC-CIP: Priv Act Auth/Accs Failure Detail

This investigation provides detail around access or authentication failures for those defined privileged accounts within the environment.

007-5 R4, 007-5 R5, 007 R5

007-5 R4, 004-5 R4

Event Manager

Yes

Audit : Authentication Failure

Audit : Access Failure

NERC-CIP: All Log Sources

334

NERC-CIP: Priv Act Auth/Accs Success Detail

This investigation provides detail around access or authentication success for those defined privileged accounts within the environment.

007-5 R4, 007-5 R5

007-5 R4, 004-5 R4

Log Mart

Yes

Audit : Authentication Success

NERC-CIP: All Log Sources

335

NERC-CIP: Priv Act Management Detail

This investigation provides detail around account modification activities for those defined privileged accounts within the environment.

007-5 R4, 007-5 R5

007-5 R4, 004-5 R4

Event Manager

Yes

Audit: Account Created

Audit: Account Deleted

Audit: Account Modified

NERC-CIP: All Log Sources

336

NERC-CIP: Priv Group Access Granted Detail

This investigation provides detail when an account is added to a privileged account group based on those defined within the NERC-CIP: Default Privileged Group List.

007-5 R4, 007-5 R5

007- R4, 004-5 R4, 011-1 R1

Log Manager

Yes

Audit : Access Granted

NERC-CIP: BES Cyber Systems

NERC-CIP: Electronic Security Perimeter

326

NERC-CIP: Rogue WAP Detected Detail

This investigation provides detail on any detected rogue access point.

005-5 R1

005-5 R1, 005-5 R2

Log Manager

Yes

Security : Suspicious

NERC-CIP: Electronic Security Perimeter

351

NERC-CIP: Shared Act Auth/Accs Failure Detail

This investigation provides detail around access or authentication failures for those defined shared accounts within the environment.

007-5 R4, 007-5 R5, 007 R5

007-5 R4, 004-5 R4

Event Manager

Yes

Audit : Authentication Failure

Audit : Access Failure

NERC-CIP: All Log Sources

337

NERC-CIP: Shared Act Auth/Accs Success Detail

This investigation provides detail around access or authentication success for those defined shared accounts within the environment.

007-5 R4, 007-5 R5

007-5 R4, 004-5 R4

Log Mart

No

Audit : Access Success

NERC-CIP: All Log Sources

338

NERC-CIP: Shared Act Management Detail

This investigation provides detail around account modification activities for those defined shared accounts within the environment.

007-5 R4, 007-5 R5

007-5 R4, 004-5 R4

Event Manager

No

Audit: Account Created

Audit: Account Deleted

Audit: Account Modified

NERC-CIP: All Log Sources

339

NERC-CIP: Software Installation Detail

This investigation provides detail on any instance where software is installed within the environment.

N/A

010-1 R1, 010-1 R2, 010-1 R3

Log Manager

Yes

Audit : Configuration

NERC-CIP: All Log Sources

363

NERC-CIP: Suspicious Activity Detail

This investigation provides detail around any suspicious activity within the environment and includes raw logs associated with the suspicious activity.

005-5 R1, 007-5 R4, 007-5 R5

007-5 R3, 008-5 R1, 008-5 R2, 008-5 R3, 007-5 R4, 004-5 R4

Log Manager

Yes

Security : Suspicious

NERC-CIP: BES Cyber Systems

NERC-CIP: Electronic Security Perimeter

328

NERC-CIP: System Critical/Error Status Detail

This investigation provides detail around any system experiencing a “critical” or “error” status.

005-5 R1, 007-5 R4

007-5 R3, 008-5 R1, 008-5 R2, 008-5 R3, 007-4 R4, 005-5 R1, 005-5 R2

Log Manager

Yes

Operations : Critical

NERC-CIP: All Log Sources

349

NERC-CIP: Term Act Auth/Accs Failure Detail

This investigation provides detail around access or authentication failures for those defined terminated accounts within the environment.

007-5 R4, 007-5

R5, 007 R5

007-5 R4, 004-5 R4

Event Manager

Yes

Audit : Authentication Failure

Audit : Access Failure

NERC-CIP: All Log Sources

340

NERC-CIP: Term Act Auth/Accs Success Detail

This investigation provides detail around access or authentication success for those defined terminated accounts within the environment.

007-5 R4, 007-5 R5

007-5 R4, 004-5 R4

Log Mart

No

Audit : Authentication Success

Audit : Access Success

NERC-CIP: All Log Sources

341

NERC-CIP: Term Act Management Detail

This investigation provides detail around account modification activities for those defined terminated accounts within the environment.

007-5 R4, 007-5 R5

007-5 R4, 004-5 R4

Event Manager

Yes

Audit: Account Created

Audit: Account Deleted

Audit: Account Modified

NERC-CIP: All Log Sources

342

NERC-CIP: Vendor Act Auth/Accs Failure Detail

This investigation provides detail around access or authentication failures for those defined vendor accounts within the environment.

007-5 R4, 007-5 R5, 007-5

007-5 R4, 004-5 R4

Event Manager

Yes

Audit : Authentication Failure

Audit : Access Failure

NERC-CIP: All Log Sources

331

NERC-CIP: Vendor Act Auth/Accs Success Detail

This investigation provides detail around access or authentication success for those defined vendor accounts within the environment.

007-5 R4, 007-5 R5

007-5 R4, 004-5 R4

Log Manager

No

Audit : Authentication Success

Audit : Access Success

NERC-CIP: All Log Sources

332

NERC-CIP: Vendor Act Management Detail

This investigation provides detail around account modification activities for those defined vendor accounts within the environment.

007-5 R4, 007-5 R5

007-5 R4, 004-5 R4

Log Mart

Yes

Audit: Account Created

Audit: Account Deleted

Audit: Account Modified

NERC-CIP: All Log Sources

333

NERC-CIP: VPN Node Registration Failure Detail (Auth)

This investigation provides detail on any VPN node registration (authentication) failure for those defined authorized VPN accounts.

N/A

007-5 R4, 004-5 R4

Event Manager

Yes

Audit : Authentication Failure

NERC-CIP: Electronic Security Perimeter

352

NERC-CIP: VPN Node Registration Failure Detail (un- Auth)

This investigation provides detail on any VPN node registration (authentication) failure for those accounts not defined as authorized VPN accounts.

N/A

007-5 R4, 004-5 R4

Event Manager

Yes

Audit : Authentication Failure

NERC-CIP: Electronic Security Perimeter

353

NERC-CIP: Vulnerability Detected Detail

This investigation provides detail on any vulnerabilities detected within the environment.

005-5 R1, 007-5 R4

007-5 R3, 008-5 R1, 008-5 R2, 008-5 R3, 007-5 R4, 010-1 R3

Log Manager

Yes

Security : Vulnerability

NERC-CIP: All Log Sources

354

NERC-CIP: Windows Firewall Change Detail

This investigation provides detail on any windows firewall change that may take place at the electronic security perimeter.

N/A

010-1 R1, 010-1 R2, 010-1 R3

Log Manager

No

Audit : Configuration

NERC-CIP: Electronic Security Perimeter

364

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