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NERC – AI Engine Rules

AI Engine Rule Name

Description

ID

Notification AreaCorresponding InvestigationDirectly Meets RequirementsAugment RequirementsAlarmingClassificationsLog Sources

NERC-CIP: Account Locked or Disabled Rule

This AIE rule creates an event any time an account is locked or disabled within the environment.

868

Audit

N/A

007 R5

N/A

FALSE

Audit : Access Revoked

NERC-CIP: BEs Cyber Systems

NERC-CIP Electronic Security Perimeter

NERC-CIP: Attack Detected Rule

This AIE rule creates an event and alerts on known attacks or failed attack attempts across the environment.

863

Security Operations

NERC-CIP: Attack Detected Detail

005-5 R1, 007-5 R4

007-5 R3, 007-5 R4, 007-5, 008-5 R1, 008-5 R2, 008-5 R3

TRUE

Security : Attack

NERC-CIP: BES Cyber Systems

NERC-CIP Electronic Security Perimeter

NERC-CIP: Backup Critical/Error Rule

This AIE rule creates an event and alarms on any “critical” or “error” status relating to a backup operation.

869

IT Operations

NERC-CIP: Backup Critical/Error Status Detail

N/A

009-5 R1, 011-1 R1

TRUE

Operations : Critical

NERC-CIP: All Log Sources

NERC-CIP:  Compromise Detected Rule

This AIE rule creates an event and alerts on potential compromises across the environment.

864

Security Operations

NERC-CIP: Compromise Detected Detail

005-5 R1, 007-5 R4

007-5 R3, 007-5 R4, 007-5, 008-5 R1, 008-5 R2, 008-5 R3

TRUE

Security : Compromise

NERC-CIP: BES Cyber Systems

NERC-CIP Electronic Security Perimeter

NERC-CIP: Concur VPN From Multiple Cities

This AIE Rule provides details on multiple VPN authentication successes from the same origin login from different cities within a given time period (default 6 hours).

858

Security Operations

NERC-CIP: Concur VPN Auths Same User Detail

005-5 R1, 007-5 R4

007-5 R3, 007-5 R4, 007-5, 008-5 R1, 008-5 R2, 008-5 R3

TRUE

Security : Compromise

NERC-CIP: Electronic Security Perimeter

NERC-CIP: Concur VPN From Multiple Country

This AIE Rule provides details on multiple VPN authentication successes from the same origin login from different countries within a given time period (default 1 day).

859

Security Operations

NERC-CIP: Concur VPN Auths Same User Detail

005-5 R1, 007-5 R4

007-5 R3, 007-5 R4, 007-5, 008-5 R1, 008-5 R2, 008-5 R3

TRUE

Security: Compromise

NERC-CIP: Electronic Security Perimeter

NERC-CIP: Concur VPN From Multiple Region

This AIE Rule provides details on multiple VPN authentication successes from the same origin login from different regions within a given time period (default 12 hours).

860

Security Operations

NERC-CIP: Concur VPN Auths Same User Detail

005-5 R1, 007-5 R4

007-5 R3, 007-5 R4, 007-5, 008-5 R1, 008-5 R2, 008-5 R3

TRUE

Security : Compromise

NERC-CIP: Electronic Security Perimeter

NERC-CIP: Concur VPN Same User

This AIE Rule provides details on multiple VPN logins from the same user, but from different origin hosts within a short period of time.

856

Security Operations

NERC-CIP: Concur VPN Auths Same User Detail

005-5 R1, 007-5 R4

007-5 R3, 007-5 R4, 007 R5, 008-5 R1, 008-5 R2

TRUE

Security: Compromise

NERC-CIP: Electronic Security Perimeter

NERC-CIP: Config/Policy Change

This AIE Rule creates an event when there is a change to any device configurations or policies within the defined environment.

870

Audit

NERC-CIP: Config/Policy Change Detail

N/A

010-1 R1, 010-1 R2, 010-1 R3

FALSE

Audit : Configuration

NERC-CIP: BEs Cyber Systems

NERC-CIP Electronic Security Perimeter

NERC-CIP: Data Destruction Rule

This AIE rule creates an event and alerts when a compromise or attack occurs. This is followed by file integrity monitoring activities on the same impacted host.

865

Security Operations

NERC-CIP: Data Loss Defender Detail

005-5 R1, 007-5 R4

007-5 R3, 007-5 R4, 008-5 R1, 008-5 R2, 008-5 R3, 009-5 R1, 011-1 R1

TRUE

Security : Compromise

NERC-CIP: BEs Cyber Systems

NERC-CIP Electronic Security Perimeter

NERC-CIP: Data Exfiltration Rule

This AIE rule creates an event anytime an external attack or compromise occurs within the environment, followed by data leaving the same system.

866

Security Operations

NERC-CIP: Data Loss Defender Detail

005-5 R1, 007-5 R4

007-5 R3, 007-5 R4, 008-5 R1, 008-5 R2, 008-5 R3, 009-5 R1, 011-1 R1

FALSE

Security : Compromise

NERC-CIP: BEs Cyber Systems

NERC-CIP Electronic Security Perimeter

NERC-CIP: Data Loss Prevention Rule

This AIE Rule provides details of data generated by the LogRhythm Data Loss Defender, when configured.

867

Security Operations

NERC-CIP: Data Loss Defender Detail

005-5 R1, 007-5 R4

007-5 R3, 007-5 R4, 008-5 R1, 008-5 R2, 008-5 R3, 009-5 R1, 011-1 R1

FALSE

Operations : Information

NERC-CIP: BEs Cyber Systems

NERC-CIP Electronic Security Perimeter

NERC-CIP: Default Act Auth/Accs Failure Rule

This AIE Rule generates an alert on default account authentication failure activity (login failure).

853

Audit

NERC-CIP: Default Act Auth/Accs Failure Detail

007-5 R4, 007-5 R5, 007 R5

004-5 R4, 007-5 R4

TRUE

Audit: Authentication Failure

NERC-CIP: BES Cyber Systems

NERC-CIP: ESP Network Allowed Egress Rule

This AIE Rule provides details on allowed egress network communication to the ESP (electronic security perimeter).

878

IT Operations

NERC-CIP: ESP Ingress/Egress Net Detail

005-5 R1, 007-5 R4

005-5 R1, 005-5 R2, 007-5 R3, 007-5 R4, 007 R5, 008-5 R1, 008-5 R2

FALSE

Operations : Network Allow

NERC-CIP: Electronic Security Perimeter

NERC-CIP: ESP Network Allowed Ingress Rule

This AIE Rule provides details on allowed ingress network communication to the ESP (electronic security perimeter).

879

IT Operations

NERC-CIP: ESP Ingress/Egress Net Detail

005-5 R1, 007-5 R4

005-5 R1, 005-5 R2, 007-5 R3, 007-5 R4, 007 R5, 008-5 R1, 008-5 R2

FALSE

Operations : Network Allow

NERC-CIP: Electronic Security Perimeter

NERC-CIP: ESP Network Denied Egress Rule

This AIE Rule provides details on denied egress network communication to the ESP (electronic security perimeter).

876

IT Operations

NERC-CIP: ESP Ingress/Egress Net Detail

005-5 R1, 007-5 R4

005-5 R1, 005-5 R2, 007-5 R3, 007-5 R4, 007 R5, 008-5 R1, 008-5 R2

FALSE

Operations : Network Deny

NERC-CIP: Electronic Security Perimeter

NERC-CIP: ESP Network Denied Ingress Rule

This AIE Rule provides details on denied ingress network communication to the ESP (electronic security perimeter).

877

IT Operations

NERC-CIP: ESP Ingress/Egress Net Detail

005-5 R1, 007-5 R4

005-5 R1, 005-5 R2, 007-5 R3, 007-5 R4, 007 R5, 008-5 R1, 008-5 R2

FALSE

Operations : Network Deny

NERC-CIP: Electronic Security Perimeter

NERC-CIP: Files Deleted by Admin

This AIE Rule creates an event when a privileged user login is followed by

multiple file deletions, indicating the administrator may be destroying large amounts of data.

875

Security Operations

N/A

N/A

ID.GV-1, ID.GV-1, PR.PT-1

TRUE

Security : Suspicious

NERC-CIP: BES Cyber Systems

NERC-CIP: Int Acct Created, Used, Deleted

This AIE Rule creates an alert and provides details when a new account is created, used, and deleted within the same day.

843

Security Operations

NERC-CIP: Int Acct Created, Used, Deleted

007-5 R4, 007-5 R5, 005-5 R1

004-5 R4, 007-5 R3, 007-5 R4, 007 R5, 008-5 R1, 008-5 R2, 008-5 R3

TRUE

Security : Suspicious

NERC-CIP: BES Cyber Systems

NERC-CIP: Malware Detected Rule

This AIE rule creates an event and alerts when malware is detected across the environment.

862

Security Operations

NERC-CIP: Malware Detected Detail

005-5 R1, 007-5 R4

007-5 R3, 007-5 R4, 007-5, 008-5 R1, 008-5 R2, 008-5 R3

TRUE

Security : Malware

NERC-CIP: BES Cyber Systems

NERC-CIP Electronic Security Perimeter

NERC-CIP: Physical Access Failure Rule

This AIE Rule creates events of physical security authentication or access failures across the Physical Security Perimeter.

841

Audit

NERC-CIP Physical Access Detail

004-5 R5, 006-5 R1, 007-5 R4, 007-5 R5

004-5 R4, 006-5 R2, 007-5 R4

TRUE

Audit : Access Failure

NERC-CIP: Physical Security Perimeter

NERC-CIP: Physical Access Success Rule

This AIE Rule creates events of physical security authentication or access success across the Physical Security Perimeter.

842

Audit

NERC-CIP Physical Access Detail

004-5 R5, 006-5 R1, 007-5 R4, 007-5 R5

004-5 R4, 004-5 R5, 006-5 R2, 007-5 R4

FALSE

Audit : Access Success

NERC-CIP: Physical Security Perimeter

NERC-CIP: Port Misuse: FTP

This rule creates an event when FTP servers are running non-standard ports. This requires the use of LogRhythm's Network Monitor or a next-gen firewall with capabilities of application or port identification logging.

880

Security Operations

N/A

005-5 R1, 007-5 R4

007-5 R3, 008-5 R1, 008-5 R2, 008-5 R3, 007-5 R4, 005-5 R1, 005-5 R2

FALSE

Security : Suspicious

NERC-CIP: Electronic Security Perimeter

NERC-CIP: Port Misuse: HTTP

This rule creates an event when HTTP traffic is not using the common ports of 80 and 443. This requires the use of LogRhythm's Network Monitor or a next-gen firewall with capabilities of application or port identification logging.

881

Security Operations

N/A

005-5 R1, 007-5 R4

007-5 R3, 008-5 R1, 008-5 R2, 008-5 R3, 007-5 R4, 005-5 R1, 005-5 R2

FALSE

Security : Suspicious

NERC-CIP: Electronic Security Perimeter

NERC-CIP: Port Misuse: SSH In

This AIE rule creates an event when inbound SSH traffic is connecting over non- standard ports (not 22). This requires the use of LogRhythm's Network Monitor or a next-gen firewall with capabilities of application or port identification logging.

882

Security Operations

N/A

005-5 R1, 007-5 R4

007-5 R3, 008-5 R1, 008-5 R2, 008-5 R3,

007-5 R4, 005-5 R1, 005-5 R2

FALSE

Security : Suspicious

NERC-CIP: Electronic Security Perimeter

NERC-CIP: Port Misuse: SSH Out

This AIE rule creates an event when outbound SSH traffic is connecting over non- standard ports (not 22). This requires the use of LogRhythm's Network Monitor or a next-gen firewall with capabilities of application or port identification logging.

883

Security Operations

N/A

005-5 R1, 007-5 R4

007-5 R3, 008-5 R1, 008-5 R2, 008-5 R3, 007-5 R4, 005-5 R1, 005-5 R2

FALSE

Security : Suspicious

NERC-CIP: Electronic Security Perimeter

NERC-CIP: Priv Act Auth/Accs Failure Rule

This AIE Rule generates an alert on privileged account authentication failure activity (login failure).

848

Audit

NERC-CIP: Priv Act Auth/Accs Failure Detail

007-5 R4, 007-5 R5, 007 R5

004-5 R4, 007-5 R4

TRUE

Audit : Authentication Failure

NERC-CIP: BES Cyber Systems

NERC-CIP: Priv Act Auth/Accs Success Rule

This AIE Rule provides details on privileged account authentication success (login success) or access success within the organization infrastructure.

849

Audit

NERC-CIP: Priv Act Auth/Accs Success Detail

007-5 R4, 007-5 R5

004-5 R4, 007-5 R4

FALSE

Audit : Authentication Success

NERC-CIP: BES Cyber Systems

NERC-CIP: Priv Group Access Granted Rule

This AIE Rule creates an alert and provides details on access granted to privileged groups (administrators, dnsadmins, domain admins, enterprise admins, schema admins) according to the established list of NERC-CIP: Default

Priv Groups.

844

Audit

NERC-CIP: Priv Group Access Granted Detail

007-5 R4, 007-5 R5

007-5 R4, 004-5 R4, 011-1 R1

TRUE

Audit : Access Granted

NERC-CIP: BES Cyber Systems

NERC-CIP: Rogue WAP Detected Rule

This AIE Rule creates an event and alerts on all rogue wireless interfaces or access points logged based on common events.

855

Security Operations

NERC-CIP: Rogue WAP Detected Detail

005-5 R1

005-5 R1, 005-5 R2

TRUE

Security : Suspicious

NERC-CIP: Electronic Security Perimeter

NERC-CIP: Shared Act Auth/Accs Failure Rule

This AIE Rule generates an alert on shared account authentication failure activity (login failure).

850

Audit

NERC-CIP: Shared Act Auth/Accs Failure Detail

007-5 R4, 007-5 R5, 007 R5

004-5 R4, 007-5 R4

TRUE

Audit: Authentication Failure

NERC-CIP: BES Cyber Systems

NERC-CIP: Software Installation Rule

This AIE rule creates an event and alerts on any software installation activity across the environment.

871

Audit

NERC-CIP: Software Installation Detail

N/A

010-1 R1, 010-1 R2, 010-1 R3

TRUE

Audit : Configuration

NERC-CIP: BEs Cyber Systems

NERC-CIP Electronic Security Perimeter

NERC-CIP: Software Status Change After Attack

This AIE Rule creates an event and alerts when a security event is followed by an application installation on the same host.

872

Security Operations

NERC-CIP: Attack Detected Detail

N/A

010-1 R1, 010-1 R2, 010-1 R3

TRUE

Security : Compromise

NERC-CIP: All Log Sources

NERC-CIP: Suspicious Activity Rule

This AIE Rule creates an event and alerts on suspicious activity across all log sources.

857

Security Operations

NERC-CIP: Suspicious Activity Detail

004-5 R5, 005-5 R1, 007-5 R4, 007-5 R5, 006-5 R1

005-5 R1, 007-5 R4. 007-5 R5, 004-5 R5,

006-5 R1

TRUE

Security : Suspicious

NERC-CIP: All Log Sources

NERC-CIP: System Critical/Error Status Rule

This AIE rule creates an alert and generates an event for critical or error conditions encountered across all NERC-CIP Log Sources.

854

Security Operations

NERC-CIP: System Critical/Error Status Detail

005-5 R1, 007-5 R4

008-5 R1, 007-5 R3, 007-5 R4, 007-5, 008-5 R1, 008-5 R2, 008-5 R3

TRUE

Operations: Critical

NERC-CIP: All Log Sources

NERC-CIP: System Time Change After Attack

This AIE rule creates an event every time an attack occurs within the environment, followed by a time change.

873

IT Operations

NERC-CIP: Attack Detected Detail

N/A

010-1 R1, 010-1 R2, 010-1 R3

TRUE

Security : Compromise

NERC-CIP: All Log Sources

NERC-CIP: Term Act Auth/Accs Failure Rule

This AIE Rule generates an alert on terminated account authentication failure activity (login failure).

851

Audit

NERC-CIP: Term Act Auth/Accs Failure Detail

007-5 R4, 007-5 R5, 007 R5

004-5 R4, 007-5 R4

TRUE

Audit: Authentication Failure

NERC-CIP: BES Cyber Systems

NERC-CIP: Term Act Auth/Accs Success Rule

This AIE Rule provides details on terminated account authentication success (login success) or access success within the organization infrastructure.

852

Audit

NERC-CIP: Term Act Auth/Accs Success Detail

007-5 R4, 007-5 R5, 007 R5

004-5 R4, 007-5 R4

TRUE

Audit: Authentication Success

NERC-CIP: BES Cyber Systems

NERC-CIP: Vendor Act Auth/Accs Failure Rule

This AIE Rule generates an alert on vendor account authentication failure activity (login failure).

847

Audit

NERC-CIP: Vendor Act Auth/Accs Failure Detail

007-5 R4, 007-5 R5, 007 R5

004-5 R4, 007-5 R4

TRUE

Audit: Authentication Failure

NERC-CIP: BES Cyber Systems

NERC-CIP: VPN Node Registration Fail (Auth)

This AIE Rule creates an event and alerts on any unsuccessful Virtual Private Network (VPN) node registration attempt into the Electronic Security Perimeter for authorized VPN users (list).

845

Audit

NERC-CIP: VPN Node Registration Failure Detail (Auth)

005-5 R1, 007-5 R4, 007-5 R5, 007 R5

004-5 R4, 007-5 R3, 007-5 R4, 007 R5, 008-5 R1, 008-5 R2, 008-5 R3

TRUE

Audit : Authentication Failure

NERC-CIP: BES Cyber Systems

NERC-CIP: VPN Node Registration Fail (unAuth)

This AIE Rule creates an event and alerts on any unsuccessful Virtual Private Network (VPN) node registration attempt into the Electronic Security Perimeter for accounts not authorized as indicated within the authorized VPN users list

846

Audit

NERC-CIP: VPN Node Registration Failure Detail (un-Auth)

005-5 R1, 007-5 R4, 007-5 R5, 007 R5

004-5 R4, 007-5 R3, 007-5 R4, 007 R5, 008-5 R1, 008-5 R2, 008-5 R3

TRUE

Audit : Authentication Failure

NERC-CIP: BES Cyber Systems

NERC-CIP: Vulnerability Detected Rule

This AIE Rule creates an event and alerts on potential vulnerabilities detected across the environment.

861

Security Operations

NERC-CIP: Vulnerability Detected Detail

005-5 R1, 007-5 R4

007-5 R3, 007-5 R4, 007-5, 008-5 R1, 008-5 R2, 008-5 R3, 010-1 R3

TRUE

Security : Vulnerability

NERC-CIP: BES Cyber Systems

NERC-CIP Electronic Security Perimeter

NERC-CIP: Windows Firewall Change

This AIE Rule creates an event and alerts when a change occurs to the host's Windows Firewall, based on specific vendor message IDs.

874

Audit

NERC-CIP: Windows Firewall Change Detail

N/A

010-1 R1, 010-1 R2, 010-1 R3

TRUE

Audit : Configuration

NERC-CIP: Electronic Security Perimeter

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